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At the NASD's Web site, you can check the background of your stock broker.

To look up a particular broker, you have to click "Agree" to a lot of legal mumbo jumbo, which includes not making the info public. So if you want to look up, say, Yevgeny Mihailovich Plotkin of Goldman Sachs, you'll have to do it yourself.

Posted by edelfenbein at June 8, 2006 11:56 AM